Transactions

Ascendiant Transaction

Phunware $15,000,000 At-the-Market Offering Transaction Summary

About Ascendiant Capital Markets, LLC

Ascendiant Capital Markets, LLC, is a full-service investment banking, equity research, market making, and securities trading firm focused on public and private companies, and institutional, accredited, and strategic investors.

Ascendiant has led or participated in over $2 billion in financing transactions, and the members of Ascendiant’s Investment Banking Team have completed over 300 M&A transactions.

Ascendiant Capital Markets is registered with the United States Securities and Exchange Commission (SEC) as a brokerdealer, and is a member of the FINRA and SIPC.

For more information, please visit www.ascendiant.com or contact Bradley J. Wilhite, Co-Founder & Managing Partner, at 561.427.1727 or bwilhite@ascendiant.com.

Phunwaree

$15,000,000

At-the-Market Offering

Sole Sales Agent

17 Aug 2020

a man wearing a suit and tie

Bradley J. Wilhite

Co-Founder & Managing Partner

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