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ClientLogos 300x150 01
NYSE American: NILE NYSE American: NILE NYSE American: NILE
NYSE American: NILE NYSE American: NILE NYSE American: NILE

$46,400,000

At-The-Market Offering

Sole Sales Agent

June

2022

ClientLogos 300x150 09
Nasdaq: NMRD Nasdaq: NMRD Nasdaq: NMRD
Nasdaq: NMRD Nasdaq: NMRD Nasdaq: NMRD

$6,015,000

Private Placement

Sole Placement Agent

May

2022

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Nasdaq: NXTP Nasdaq: NXTP Nasdaq: NXTP
Nasdaq: NXTP Nasdaq: NXTP Nasdaq: NXTP

$2,765,000

Private Placement

Sole Placement Agent

May

2022

Ascendiant Client Logos 10
Nasdaq: PAVM Nasdaq: PAVM Nasdaq: PAVM
Nasdaq: PAVM Nasdaq: PAVM Nasdaq: PAVM

$50,000,000

Registered Direct

Financial Advisor

April

2022

Endra Life Science
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA

$9,360,000

At-The-Market Offering

Sole Sales Agent

April

2022

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Nasdaq: INTZ Nasdaq: INTZ Nasdaq: INTZ
Nasdaq: INTZ Nasdaq: INTZ Nasdaq: INTZ

$10,700,000

Private Placement

Sole Placement Agent

March

2022

ClientLogos 300x150 01
NYSE American: NILE NYSE American: NILE NYSE American: NILE
NYSE American: NILE NYSE American: NILE NYSE American: NILE

$200,000,000

At-The-Market Offering

Sole Sales Agent

February

2022

YAYO Logo
OTC: YAYO OTC: YAYO OTC: YAYO
OTC: YAYO OTC: YAYO OTC: YAYO

$13,700,000

Private Placement

Placement Agent

January

2022

ClientLogos 300x150 08
Nasdaq: AIRT Nasdaq: AIRT Nasdaq: AIRT
Nasdaq: AIRT Nasdaq: AIRT Nasdaq: AIRT

$12,000,000

At-The-Market Offering

Sole Sales Agent

November

2021

Outlook Therapeutics
Nasdaq: OTLK Nasdaq: OTLK Nasdaq: OTLK
Nasdaq: OTLK Nasdaq: OTLK Nasdaq: OTLK

$10,220,000

Private Placement

Financial Advisor

November

2021

ClientLogos 300x150 08
Nasdaq: NXTP Nasdaq: NXTP Nasdaq: NXTP
Nasdaq: NXTP Nasdaq: NXTP Nasdaq: NXTP

$1,665,000

Private Placement

Sole Placement Agent

October

2021

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Nasdaq: LUCD Nasdaq: LUCD Nasdaq: LUCD
Nasdaq: LUCD Nasdaq: LUCD Nasdaq: LUCD

$70,000,000

Initial Public Offering

Financial Advisor

October

2021

Endra Life Science
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA

$20,000,000

At-the-Market Offering

Sole Sales Agent

June

2021

AIRTINC
Nasdaq: AIRT Nasdaq: AIRT Nasdaq: AIRT
Nasdaq: AIRT Nasdaq: AIRT Nasdaq: AIRT

$8,000,000

At-the-Market Offering

Sole Sales Agent

May

2021

MOnaker Group
Nasdaq: MKGI Nasdaq: MKGI Nasdaq: MKGI
Nasdaq: MKGI Nasdaq: MKGI Nasdaq: MKGI

$9,370,000

Private Placement

Sole Placement Agent

March

2021

Ault Global Holdings
NYSE American: DPW NYSE American: DPW NYSE American: DPW
NYSE American: DPW NYSE American: DPW NYSE American: DPW

$200,000,000

At-the-Market Offering

Sole Sales Agent

March

2021

Endra Life Science
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA

$12,600,000

At-the-Market Offering

Sole Sales Agent

February

2021

Ault Global Holdings
NYSE American: DPW NYSE American: DPW NYSE American: DPW
NYSE American: DPW NYSE American: DPW NYSE American: DPW

$125,000,000

At-the-Market Offering

Sole Sales Agent

February

2021

Nemaura
Nasdaq: NMRD Nasdaq: NMRD Nasdaq: NMRD
Nasdaq: NMRD Nasdaq: NMRD Nasdaq: NMRD

$24,015,000

Private Placement

Sole Placement Agent

February

2021

Atossa Therapeutics
Nasdaq: ATOS Nasdaq: ATOS Nasdaq: ATOS
Nasdaq: ATOS Nasdaq: ATOS Nasdaq: ATOS

$25,200,000

Registered Direct

Financial Advisor

January

2021

Ault Global Holdings
NYSE American: DPW NYSE American: DPW NYSE American: DPW
NYSE American: DPW NYSE American: DPW NYSE American: DPW

$50,000,000

At-the-Market Offering

Sole Sales Agent

January

2021

Pro Dex
Nasdaq: PDEX Nasdaq: PDEX Nasdaq: PDEX
Nasdaq: PDEX Nasdaq: PDEX Nasdaq: PDEX

$25,000,000

At-the-Market Offering

Sole Sales Agent

December

2020

Ascendiant Client Logos 10
Nasdaq: PAVM Nasdaq: PAVM Nasdaq: PAVM
Nasdaq: PAVM Nasdaq: PAVM Nasdaq: PAVM

$8,100,000

Registered Direct

Financial Advisor

December

2020

Dpw Holdings
NYSE American: NILE NYSE American: NILE NYSE American: NILE
NYSE American: NILE NYSE American: NILE NYSE American: NILE

$40,000,000

At-the-Market Offering

Sole Sales Agent

December

2020

MOnaker Group
Nasdaq: MKGI Nasdaq: MKGI Nasdaq: MKGI
Nasdaq: MKGI Nasdaq: MKGI Nasdaq: MKGI

$5,520,000

Private Placement

Sole Placement Agent

November

2020

Outlook Therapeutics
Nasdaq: OTLK Nasdaq: OTLK Nasdaq: OTLK
Nasdaq: OTLK Nasdaq: OTLK Nasdaq: OTLK

$10,220,000

Private Placement

Financial Advisor

November

2020

IMAC (1)
Nasdaq: IMAC Nasdaq: IMAC Nasdaq: IMAC
Nasdaq: IMAC Nasdaq: IMAC Nasdaq: IMAC

$2,690,000

Private Placement

Sole Placement Agent

November

2020

Dpw Holdings
NYSE American: NILE NYSE American: NILE NYSE American: NILE
NYSE American: NILE NYSE American: NILE NYSE American: NILE

$8,975,000

At-the-Market Offering

Sole Sales Agent

October

2020

IMAC (1)
Nasdaq: IMAC Nasdaq: IMAC Nasdaq: IMAC
Nasdaq: IMAC Nasdaq: IMAC Nasdaq: IMAC

$5,000,000

At-the-Market Offering

Sole Sales Agent

October

2020

Endra Life Science
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA
Nasdaq: NDRA Nasdaq: NDRA Nasdaq: NDRA

$6,800,000

At-the-Market Offering

Sole Sales Agent

September

2020