Transactions

Ascendiant Transaction

Allarity Therapeutics, Inc. (Nasdaq: ALLR) $20,930,000 Private Placement Transaction Summary

About Ascendiant Capital Markets, LLC

Ascendiant Capital Markets, LLC, is a full-service investment banking, equity research, market making, and securities trading firm focused on public and private companies, and institutional, accredited, and strategic investors.

Ascendiant has led or participated in over $3+ billion in financing transactions, and the members of Ascendiant’s Investment Banking Team have completed over 300 M&A transactions.

Ascendiant Capital Markets is registered with the United States Securities and Exchange Commission (SEC) as a brokerdealer, and is a member of the FINRA and SIPC.

For more information, please visit www.ascendiant.com or contact Bradley J. Wilhite, Co-Founder & Managing Partner, at 561.427.1727 or bwilhite@ascendiant.com.

$20,930,000

Private Placement

Sole Placement Agent

2026 March 6

a man wearing a suit and tie

Bradley J. Wilhite

Co-Founder & Managing Partner

More Transactions

$3,240,000

Private Placement

Sole Placement Agent

May

2026

$3,230,000

Private Placement

Financial Advisor

April

2026

$3,000,000

At-the-Market Offering

Sole Sales Agent

March

2026

$20,930,000

Private Placement

Sole Placement Agent

March

2026

$3,042,500

At-the-Market Offering

Sole Sales Agent

August

2025

AIRTINC

$8,000,000

At-the-Market Offering

Sole Sales Agent

August

2025

$2,755,000

Private Placement

Sole Placement Agent

July

2025

$16,600,000

Public Offering

Financial Advisor

June

2025

Verb Logo

$5,000,000

Private Placement

Financial Advisor

April

2025

$8,850,000

At-the-Market Offering

Sole Sales Agent

April

2025

$3,300,000

Private Placement

Sole Placement Agent

February

2025

$3,371,000

At-the-Market Offering

Sole Sales Agent

February

2025

$7,500,000

Registered Direct

Financial Advisor

January

2025

$21,340,000

At-the-Market Offering

Sole Sales Agent

October

2024

$6,500,000

At-the-Market Offering

Sole Sales Agent

October

2024

$1,075,000

At-the-Market Offering

Sole Sales Agent

September

2024

$2,600,000

At-the-Market Offering

Sole Sales Agent

September

2024