Mr. Megenity serves Ascendiant Capital Markets LLC and Ascendiant Securities LLC as Chief Compliance Officer (CCO).
Mr. Megenity has over twenty years of experience in compliance and broker-dealer operations. During his career, he has held a number of different positions in the securities industry including Chief Compliance Officer, Chief Financial Officer, Director of Sales Practices & Advertising and Director of Surveillance. Most recently, Mr. Megenity held the position of Chief Compliance Officer for a large insurance affiliated broker-dealer with more than 6,000 registered representatives. He began his career as a compliance examiner with the NASD (now FINRA).
Mr. Megenity is a graduate of the J. Mack Robinson College of Business at Georgia State University. He maintains FINRA Series 7, 24, 27, 62, 63, 66, 79, and 99 securities registrations.
