Mr. Bergendahl is a Co-Founder and Managing Partner of Ascendiant Capital Markets LLC, a full-service investment banking, equity research, market making, and securities trading firm focused on public and private growth companies, and institutional and strategic investors. Since establishing Ascendiant in 2001, Mr. Bergendahl has provided capital and strategic guidance to hundreds of emerging growth companies in the […]
Kevin TuftsKellee BergendahlZac EtrheimAdam VaughanWilliam M. (Billy) JohnsonHelen BuiJennifer MartinMichael O. BrownMr. Brown serves Ascendiant Capital Markets LLC and Ascendiant Securities LLC as Financial and Operations Principal (FINOP). Mr. Brown has over twenty-five years of professional experience in all aspects of broker-dealer management, including strategic and financial leadership, operations, and compliance with FINRA, NASD (National Association of Securities Dealers) and SEC (Securities and Exchange Commission) regulations. Mr. […]
Brian M MegenityMr. Megenity serves Ascendiant Capital Markets LLC and Ascendiant Securities LLC as Chief Compliance Officer (CCO). Mr. Megenity has over twenty years of experience in compliance and broker-dealer operations. During his career, he has held a number of different positions in the securities industry including Chief Compliance Officer, Chief Financial Officer, Director of Sales Practices & Advertising […]
