Mr. Brown serves Ascendiant Capital Markets LLC and Ascendiant Securities LLC as Financial and Operations Principal (FINOP). Mr. Brown has over twenty-five years of professional experience in all aspects of broker-dealer management, including strategic and financial leadership, operations, and compliance with FINRA, NASD (National Association of Securities Dealers) and SEC (Securities and Exchange Commission) regulations. Mr. […]
Brian M MegenityMr. Megenity serves Ascendiant Capital Markets LLC and Ascendiant Securities LLC as Chief Compliance Officer (CCO). Mr. Megenity has over twenty years of experience in compliance and broker-dealer operations. During his career, he has held a number of different positions in the securities industry including Chief Compliance Officer, Chief Financial Officer, Director of Sales Practices & Advertising […]
