Overview - Investment Banking
The Investment Banking division of Ascendiant Capital Markets LLC provides investment capital, institutional investor outreach, strategic guidance, and related advisory services to publicly traded companies in the U.S. and selected foreign markets. The Investment Banking team also advises on Mergers & Acquisitions and private placements, and assists private companies interested in going public. Securities transactions are conducted through Ascendiant Capital Markets LLC, a FINRA-member and SEC registered broker-dealer.
As a principal investor, Ascendiant Capital Partners LLC makes direct investments in small-cap and micro-cap publicly traded companies, either as the sole investor or in syndication with other institutional investors.